Message-ID: <25271540.1075845097498.JavaMail.evans@thyme> Date: Mon, 2 Apr 2001 16:06:40 -0700 (PDT) From: james.derrick@enron.com To: ann.ballard@enron.com, rex.rogers@enron.com Subject: RE: Enron compliance program and summary Mime-Version: 1.0 Content-Type: text/plain; charset=us-ascii Content-Transfer-Encoding: quoted-printable X-From: Derrick Jr., James X-To: Ballard, Ann , Rogers, Rex X-cc: X-bcc: X-Folder: \Derrick Jr., James\Derrick Jr., James\Sent Items X-Origin: DERRICK-J X-FileName: Derrick Jr., James.pst Ann, I have left you a voice mail re your question. Jim -----Original Message----- From: =09Ballard, Ann =20 Sent:=09Monday, April 02, 2001 5:19 PM To:=09Derrick Jr., James; Rogers, Rex Subject:=09FW: Enron compliance program and summary I previously mentioned to you that Enron may have to enter into a consent d= ecree with the FCC relating to Enron's failure to file for authorization to= transfer FCC licenses held by Portland General Corporation in connection w= ith the 1997 merger. Before the FCC prepares a draft consent decree they a= sked that we submit a proposed Compliance Program. V&E prepared the attach= ed compliance program and summary. As you can see by the date on the e:mai= l from Bob Mazer I have had the draft for a couple weeks and have not revie= wed it until today. I have spoken to a couple people in Regulatory Affairs= to see if they would be interested in taking ownership of this compliance = program. They don't want it. Sue Nord, who covers EBS for regulatory affai= rs, is checking with outside counsel used by EBS to see if they agree that = we must enter into the consent decree. I am concerned about Enron's abilit= y to implement this program and want to get your prospective on it. I am a= lso concerned about whether or not we have other violations that will come = to light after we sign the consent decree. As far as I can tell, at this p= oint Enron doesn't have a centralized system for tracking FCC licenses. Pl= ease let me know what you think the next steps should be for reviewing this= compliance program and responding to V&E. =20 -----Original Message----- From: =09"Mazer, Robert A." @ENRON [mailto:IMCEANOTES-+22= Mazer+2C+20Robert+20A+2E+22+20+3Crmazer+40velaw+2Ecom+3E+40ENRON@ENRON.com]= =20 Sent:=09Thursday, March 15, 2001 3:53 PM To:=09Ballard, Ann Subject:=09FW: Enron compliance program and summary As requested. Best regards, Bob Mazer ++++++CONFIDENTIALITY NOTICE+++++ The information in this email may be confidential and/or privileged. This email is intended to be reviewed by only the individual or organization named above. If you are not the intended recipient or an authorized representative of the intended recipient, you are hereby notified that any review, dissemination or copying of this email and its attachments, if any, or the information contained herein is prohibited. If you have received this email in error, please immediately notify the sender by return email and delete this email from your system. Thank You - DC_122524_1.DOC << File: DC_122524_1.DOC >>