Message-ID: <26377589.1075849805375.JavaMail.evans@thyme> Date: Wed, 20 Dec 2000 01:54:00 -0800 (PST) From: rob.gay@enron.com To: bruce.harris@enron.com, joe.kishkill@enron.com Subject: Re: Rule 144 restrictions Mime-Version: 1.0 Content-Type: text/plain; charset=us-ascii Content-Transfer-Encoding: 7bit X-From: Rob G Gay X-To: Bruce Harris, Joe Kishkill X-cc: X-bcc: X-Folder: \Randall_Gay_Nov2001\Notes Folders\Sent X-Origin: GAY-R X-FileName: rgay.nsf I am happy to sign but I'm not technically in the ESA chain anymore. My understanding is that Britaldo has assumed this role. If it will expedite things and Ben will accept my signatrure then I can sign. I don't want to step on anyone's toes. Bruce Harris 12/20/2000 08:18 AM To: Bruce Harris/NA/Enron@Enron cc: Joe Kishkill/SA/Enron@Enron, Robert H George/NA/Enron@Enron, Kent Castleman/NA/Enron@Enron, Rob G Gay/NA/Enron@Enron Subject: Re: Rule 144 restrictions Kent, I copied you on this email. Rob, David suggested that you might be able to complete the Global Finance section. I have tried to complete it as best as I could, please call me with any questions (30950). I need this today please. Regards, Bruce Bruce Harris 12/20/2000 07:38 AM To: Joe Kishkill/SA/Enron@Enron cc: Robert H George/NA/Enron@Enron, Theresa T Brogan/HOU/ECT@ECT, Sheila Glover/HOU/ECT@ECT, Bruce Harris/NA/Enron@Enron Subject: Re: Rule 144 restrictions Well, it alerts people that we are coming UNLESS we change the name of our company (which gives us some protection) Robert, how long would it take to change the name of Enron Brazil Power Holdings XII to say, "Holdings XII"? Theresa, would that be much effort to change our name in our brokerage account? If it does not take too long, lets change it. And before we send out this notice, please letJoe and I know the day that is going to be sent (ie, after we get the DASH signed etc). Joe--I have more info coming your way pursuant to your voicemail. Regards, Bruce Joe Kishkill 12/19/2000 06:35 PM To: Robert H George/NA/Enron@Enron cc: Bruce Harris/NA/Enron@Enron Subject: Re: Rule 144 restrictions so selling now (at least restricted now) leaves a nice public audit trail that we are exiting the position? Robert H George 12/19/2000 03:40 PM To: Joe Kishkill/SA/Enron@Enron cc: Bruce Harris/NA/Enron@Enron Subject: Rule 144 restrictions After talking with Bruce about the filing that is required under Rule 144, he suggested that I remind you of this requirement as well. This filing is made with the SEC and any exchange over which the shares are traded and is available to the public. It must be filed concurrently with our sell order to our broker. Among other things, the filing identifies, the seller, the issuer, the broker, and the number of shares to be sold. I have gone back and confirmed that if we wait the full two years (ie, June 24, 2001), we do not have to make this filing.