Message-ID: <8619956.1075854911199.JavaMail.evans@thyme> Date: Tue, 16 Oct 2001 09:05:34 -0700 (PDT) From: tom.doukas@enron.com To: cassandra.schultz@enron.com, s..bradford@enron.com, donna.lowry@enron.com Subject: RE: Prime Brokerage Clearance Services Agreement Cc: marie.heard@enron.com, sara.shackleton@enron.com, paul.pizzolato@enron.com, jeff.kinneman@enron.com, david.wall@enron.com, bryan.seyfried@enron.com Mime-Version: 1.0 Content-Type: text/plain; charset=us-ascii Content-Transfer-Encoding: 7bit Bcc: marie.heard@enron.com, sara.shackleton@enron.com, paul.pizzolato@enron.com, jeff.kinneman@enron.com, david.wall@enron.com, bryan.seyfried@enron.com X-From: Doukas, Tom X-To: Schultz, Cassandra , Bradford, William S. , Lowry, Donna X-cc: Heard, Marie , Shackleton, Sara , Pizzolato, Paul , Kinneman, Jeff , Wall, David , Seyfried, Bryan X-bcc: X-Folder: \MHEARD (Non-Privileged)\Heard, Marie\Deleted Items X-Origin: Heard-M X-FileName: MHEARD (Non-Privileged).pst Bill, Cassandra, and Donna, Please reply to this mail with your approval of the signing of the below documents which are needed to maintain an account that had previously been in use by ECT/ENA for execution of Bond Trades through prime broker acocunts. As Enron Credit has now split out into its own entity new documents must be provided to the executing brokers. Since we were trading in the old name prior with the counterparties this has only recently come up. It is now disrupting our trading ability as vital couterparties have been restricted from further transactions with us. Can we have a blanket approval to set up all bond counterparties registered with ECT/ENA to be set up for ECI as well. Thanks, Tom Doukas -----Original Message----- From: Shackleton, Sara Sent: Tuesday, October 16, 2001 10:54 AM To: Doukas, Tom Cc: Heard, Marie Subject: RE: Prime Brokerage Clearance Services Agreement Please forward your email to the RAC group requesting the opening of this account. Thanks. Sara -----Original Message----- From: Doukas, Tom Sent: Tuesday, October 02, 2001 11:34 AM To: Shackleton, Sara Cc: Heard, Marie Subject: FW: Prime Brokerage Clearance Services Agreement I have another one for you guys. I do not anticipate any urgency on this, but would still like it out of the way. Thanks, Tom -----Original Message----- From: Grice, Regan [mailto:regan.grice@funb.com] Sent: Tuesday, October 02, 2001 11:10 AM To: Doukas, Tom Subject: Prime Brokerage Clearance Services Agreement Mr. Doukas: On September 27, we opened a prime brokerage account in the name Enron Credit Inc. Bear Stearns is acting as Prime Broker on this account, and First Union Securities, Inc. is executing your securities. The SEC requires the Clearing Broker (us) to have the attached agreement on file for our prime brokerage clients. If you would be so kind as to have this agreement signed, I would greatly appreciate it. If you have any questions, you can call me at 704-593-7024. Once it is completed, it can be faxed back to my attention at 704-593-7032. Thank you and best regards, Regan Grice First Union Capital Markets, Documentation Phone: 1-800-735-1470 or 704-593-7278 Fax: 704-593-7032 <>