Message-ID: <13402209.1075862193135.JavaMail.evans@thyme>
Date: Mon, 19 Nov 2001 13:14:12 -0800 (PST)
From: k..heathman@enron.com
To: rick.buy@enron.com
Subject: FW: RE: Risk Management Policy Mandatory Certification
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X-From: Heathman, Karen K. </O=ENRON/OU=NA/CN=RECIPIENTS/CN=KHEATHM>
X-To: Buy, Rick </O=ENRON/OU=NA/CN=RECIPIENTS/CN=Rbuy>
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IT is having major problems with the link and are working on the problem.  =
All messages were supposed to go to a mailbox, not to you.
Karen

-----Original Message-----=20
From: Schultz, Cassandra=20
Sent: Mon 11/19/2001 11:04 AM=20
To: Brooks, Robert=20
Cc: Lowry, Donna; Heathman, Karen K.=20
Subject: FW: RE: Risk Management Policy Mandatory Certification



You are correct, the link to the policy appears not to be working.=20

You may access the policy via our home.enron.com intranet page,=20

"Information and Services"=20
---> Enron Policies=20
---> Risk Management Policy=20

Regards,=20

Cassandra Schultz, on behalf of Donna Lowry, RAC Compliance=20

-----Original Message-----=20
From: Buy, Rick=20
Sent: Monday, November 19, 2001 10:48 AM=20
To: Schultz, Cassandra=20
Subject: Fw: RE: Risk Management Policy Mandatory Certification=20


Fyi rick=20
Rick Buy=20
--------------------------=20
Sent from my BlackBerry Wireless Handheld (www.BlackBerry.net)=20


-----Original Message-----=20
From: Brooks, Robert <robert.brooks@enron.com>=20
To: Buy, Rick <Rick.Buy@ENRON.com>=20
Sent: Mon Nov 19 07:55:46 2001=20
Subject: RE: Risk Management Policy Mandatory Certification=20

Rick,=20

I have tried to access the web site and not been successful. It states that=
 the page cannot be found and to try the policies page, and for this I am a=
dvised that I do have right of access.

I will try to access again shortly, however since this email was sent high =
priority I wanted to let  you know of the difficulty. Is there another way =
of accessing the page?

Thanks=20

Robert Brooks=20

-----Original Message-----=20
From: Buy, Rick=20
Sent: 17 November 2001 04:32=20
To: Brooks, Robert=20
Subject: Risk Management Policy Mandatory Certification=20
Importance: High=20


Dear Robert Brooks:=20


For Policy: Risk Management Policy, Amended October 9, 2001=20

Subject: Risk Management Policy Mandatory Certification=20

On August 14, 2001, the Board of Directors of Enron Corp. (the "Board") app=
roved a new and revised Enron Risk Management Policy (the "Policy").  The B=
oard amended the Policy on October 9, 2001.  The Policy covers Enron Corp. =
and its subsidiaries (the "Company") and focuses on procedures for managing=
 the Company's exposure to risk as encountered in the normal course of busi=
ness.  This Policy establishes a framework under which the Company's exposu=
re to risk will be evaluated, managed and controlled and pursuant to which =
capital will be allocated and preserved.  The Policy also focuses on four m=
ajor types of risk: (a) market risk; (b) credit risk; (c) operational risk =
and (d) liquidity/funding risk.  These risks will be managed on a portfolio=
 basis with standard transactions being subject to various market risk limi=
t structures and credit approval processes and non-standard transactions be=
ing subject to the Transaction Approval Process and the Guarantee Approval =
Process.   Finally, the Policy provides an overview of the various risk mea=
surement tools and limits that will be applied to risk, and the roles and r=
esponsibilities of both key participants and normal employees in the risk m=
anagement framework. =20

All managers and relevant employees of the Company are responsible for comp=
lying with the risk management policies and procedures addressed in the Pol=
icy and are required to sign a Compliance Certificate indicating their unde=
rstanding of and compliance with the Policy. =20

       =20
Rick Buy=20
Chief Risk Officer=20
Risk Assessment and Control=20




<http://policies.corp.enron.com/Risk%20Management%20Policy%20Amended%20Octo=
ber%209%202001.asp?PID=3D00090640&ID=3D4>=20