Message-ID: <24252824.1075845015250.JavaMail.evans@thyme> Date: Mon, 31 Dec 1979 16:00:00 -0800 (PST) From: janette.elbertson@enron.com To: raymond.bowen@enron.com, david.delainey@enron.com, mark.frevert@enron.com, louise.kitchen@enron.com, john.lavorato@enron.com, mike.mcconnell@enron.com, jeffrey.mcmahon@enron.com, michael.miller@enron.com, jeffrey.shankman@enron.com, john.sherriff@enron.com, greg.whalley@enron.com Subject: Chinese Wall Resource Group Mime-Version: 1.0 Content-Type: text/plain; charset=ANSI_X3.4-1968 Content-Transfer-Encoding: quoted-printable X-From: Janette Elbertson X-To: Raymond Bowen, David W Delainey, Mark Frevert, Louise Kitchen, John J Lavorato, Mike McConnell, Jeffrey McMahon, Michael L Miller, Jeffrey A Shankman, John Sherriff, Greg Whalley X-cc: X-bcc: X-Folder: \Mark_Haedicke_Oct2001\Notes Folders\All documents X-Origin: HAEDICKE-M X-FileName: mhaedic.nsf You have been designated as a member of the =01&Resource Group=018 for pur= poses of=20 the Enron Wholesale Services (=01&EWS=018) Chinese Wall policy, which is cu= rrently=20 being revised to reflect the new EWS organizational structure. The Chinese Wall policy serves to reduce the risk of insider trading=20 liability by keeping material non-public information =01&walled off=018 fro= m our=20 equity trading personnel. The Resource Group acts as a sort of =01&filter= =018 so=20 that certain information may pass through the "wall", under appropriate=20 controls. It is critical that we enforce proper compliance with the Chines= e=20 Wall policy. Without this policy, Enron would not be able to engage in=20 equity trading activities. Early next year, the ENA Legal Department will conduct training sessions o= n=20 Chinese Wall policies and procedures for our equity traders, Resource Group= =20 members, and other appropriate employees. A larger group of employees will= =20 receive the newly revised policies and procedures and be asked to certify= =20 compliance. In the meantime, please feel free to call Lance Schuler at=20 35419, Bob Bruce at 57780, or me at 36544 should you have any questions=20 concerning the policy or the role of the Resource Group.