Message-ID: <28396930.1075854912107.JavaMail.evans@thyme> Date: Fri, 19 Oct 2001 08:47:51 -0700 (PDT) From: donna.lowry@enron.com To: marie.heard@enron.com Subject: FW: Brokerage Agreements Mime-Version: 1.0 Content-Type: text/plain; charset=us-ascii Content-Transfer-Encoding: 7bit X-From: Lowry, Donna X-To: Heard, Marie X-cc: X-bcc: X-Folder: \MHEARD (Non-Privileged)\Heard, Marie\Deleted Items X-Origin: Heard-M X-FileName: MHEARD (Non-Privileged).pst I need your help. They will need to see the list of Futures Brokers in addition to Brokerage Agreements. Can you please pull the agreements that they have indicated and get them to me to let AA review. Thanks. Donna -----Original Message----- From: sharon.k.smith@us.andersen.com [mailto:sharon.k.smith@us.andersen.com] Sent: Wednesday, October 17, 2001 9:15 AM To: Lowry, Donna Subject: RE: Brokerage Agreements I guess the bold didn't show up. I've included a dashs next to the firms that are on both accounting and legal's list. Sharon To: Sharon K. Smith@ANDERSEN WO cc: Jennifer H. Staton@ANDERSEN WO Date: 10/16/2001 05:18 PM From: Donna.Lowry@enron.com Subject: RE: Brokerage Agreements Nothing was bolded. Help. -----Original Message----- From: sharon.k.smith@us.andersen.com [mailto:sharon.k.smith@us.andersen.com] Sent: Tuesday, October 16, 2001 4:14 PM To: Lowry, Donna Cc: jennifer.h.staton@us.andersen.com Subject: Brokerage Agreements Donna, Per our earlier conversation, the following list is the name of the active Exchange Brokers we received from Accounting. As we only received a hard-copy of this information, I listed the names below. Additionally, I have indicated in bold the broker names were also on the list you provided to us from legal. As part of our testing, we have selected 5 Brokerage Agreements from the list you provided and 2 Exchange Brokers from the Accounting List that we would like to review for proper approval. The requested agreements are listed below. Exchange Brokers (From Accounting) (the Brokers in bold are on the list provided by legal) ABN - ADM - BancOne - CARR Futures Inc - - Credit Suisse - EDF Mann - Fimat - - HSBC - - JP Morgan - Mann Paribas - Prudential - REFCO - RJO - Saul - Smith Barney - Requested Brokerage Agreements for our review Golman, Sachs & Co. Jefferies & Company, Inc. Raymond James & Associates Sanford Bernstein & Co. Inc. Simmons & Co. (Morgan Stanley) EDF Mann REFCO Thank you for your assistance. If you have any questions and/or need additional information, please give me a call at 6-6209. Sharon *******************Internet Email Confidentiality Footer******************* Privileged/Confidential Information may be contained in this message. If you are not the addressee indicated in this message (or responsible for delivery of the message to such person), you may not copy or deliver this message to anyone. In such case, you should destroy this message and kindly notify the sender by reply email. Please advise immediately if you or your employer do not consent to Internet email for messages of this kind. Opinions, conclusions and other information in this message that do not relate to the official business of my firm shall be understood as neither given nor endorsed by it. ********************************************************************** This e-mail is the property of Enron Corp. and/or its relevant affiliate and may contain confidential and privileged material for the sole use of the intended recipient (s). Any review, use, distribution or disclosure by others is strictly prohibited. If you are not the intended recipient (or authorized to receive for the recipient), please contact the sender or reply to Enron Corp. at enron.messaging.administration@enron.com and delete all copies of the message. This e-mail (and any attachments hereto) are not intended to be an offer (or an acceptance) and do not create or evidence a binding and enforceable contract between Enron Corp. (or any of its affiliates) and the intended recipient or any other party, and may not be relied on by anyone as the basis of a contract by estoppel or otherwise. Thank you. ********************************************************************** *******************Internet Email Confidentiality Footer******************* Privileged/Confidential Information may be contained in this message. If you are not the addressee indicated in this message (or responsible for delivery of the message to such person), you may not copy or deliver this message to anyone. In such case, you should destroy this message and kindly notify the sender by reply email. Please advise immediately if you or your employer do not consent to Internet email for messages of this kind. Opinions, conclusions and other information in this message that do not relate to the official business of my firm shall be understood as neither given nor endorsed by it.