Subject: RE: SFA individual registration
From: [email-masked]
To: [email-masked]
Cc: [email-masked]
Date: Tue, 15 May 2001 06:07:16 -0700 (PDT)

Iris,

Congratulations.

Anne, please, include this info in Iris'  file

Vince

 -----Original Message-----
From: 	Mack, Iris  
Sent:	Monday, May 14, 2001 5:31 PM
To:	Dupont, Anita
Cc:	Crenshaw, Shirley; Kaminski, Vince J
Subject:	FW: SFA individual registration

Hi,

	Attached is an email from London confirming that my securities licenses have been successfully transferred from Banque BNP Paribas to Enron.

	Please note in my files.

Thanks,
Iris

 -----Original Message-----
From: 	Russell, Julie  
Sent:	Monday, May 14, 2001 3:58 AM
To:	Mack, Iris
Subject:	SFA individual registration

Iris

I have just had  confirmation of your acceptance as a Securities and Financial Derivatives Representative by the SFA.  The confirmation document will be maintained on your SFA file here in Compliance - please let me know if you would like a copy for your own records (are you still in London?)

Please note that any future events that may effect your registration status (change of departments, job change/promotion etc) should be discussed in the first place, with your immediate supervisor to see whether your existing registration is sufficient for your new role.  Registration as an SFDR allows you to carry out the duties of a registered representative in relation to any investment or security for which Enron has been authorised by the SFA with the exception of commodity derivatives.  If you did move to one of the commodity desks based within the UK, then you would need to upgrade your registration by passing the 'commodity derivatives' module and becoming a General Representative.  If doubt remains please contact either myself or Jonathan Marsh (SFA Compliance Officer) for further advice.  Other factors such as change of personal address, events that may effect your good reputation and character (please see the attachments to this message), transfer to a different Enron office etc should be advised to Jonathan Marsh (SFA Compliance Officer) or me as soon as practicable.

As your registration was the result of a transfer, I would be grateful if you could complete the attached qusetionnaire relating to your 'good reputation and character'.  We require all our SFA representatives to submit this upon first registration and thereafter on an annual basis. 

 << File: F&P2001.doc >>  << File: Reputation and Character2.doc >> 

Best regards

Julie