Message-ID: <10994066.1075858812480.JavaMail.evans@thyme> Date: Wed, 19 Sep 2001 07:49:55 -0700 (PDT) From: sheila.glover@enron.com To: marie.heard@enron.com, sara.shackleton@enron.com Subject: FW: ECT Invesmtents Inc Mime-Version: 1.0 Content-Type: text/plain; charset=us-ascii Content-Transfer-Encoding: 7bit X-From: Glover, Sheila X-To: Heard, Marie , Shackleton, Sara X-cc: X-bcc: X-Folder: \SSHACKL (Non-Privileged)\Shackleton, Sara\Inbox X-Origin: Shackleton-S X-FileName: SSHACKL (Non-Privileged).pst Marie and Sara, CSFB - Europe contact number for Robert Daborn. Sheila -----Original Message----- From: Hopley, Kimberly Sent: Wednesday, September 19, 2001 9:19 AM To: Glover, Sheila Subject: RE: ECT Invesmtents Inc SG, FYI - Robert can be contacted on +44 207 883 8359 (direct line) -----Original Message----- From: Glover, Sheila Sent: Wednesday, September 19, 2001 3:11 PM To: Shackleton, Sara; Heard, Marie Cc: Hopley, Kimberly; Brogan, Theresa T. Subject: FW: ECT Invesmtents Inc Sara and Marie, CSFB Europe requires information to open an account. We have an account with CSFB Corporation - NY. Would you please review their requirements? Do we have a problem with any of them? Please do not hesitate to call if questions. I will get Robert Daborn's telephone number. Thanks, Sheila -----Original Message----- From: Hopley, Kimberly Sent: Wednesday, September 19, 2001 6:04 AM To: Glover, Sheila Cc: Brogan, Theresa T. Subject: FW: ECT Invesmtents Inc SG, I called CSFB (Robert Daborn CSFB Compliance) yesterday because they issued yet another confirm in the name of ECT Investments PLC and not ECT Inv Inc. (We thought this matter had been resolved on their side but apparently not). Below I have attached an email that I received from Robert. The email contains a word document that requires an authorized Enron person's signature. Please let me know if I can do anything from this side to resolve this matter. Many thanks Kimberly -----Original Message----- From: Daborn, Robert [mailto:robert.daborn@csfb.com] Sent: Tuesday, September 18, 2001 7:18 PM To: Hopley, Kimberly Subject: RE: ECT Invesmtents Inc Kimberly, Further to our conversation of earlier today it would appear that trades have been incorrectly allocated to an existing Enron account. This existing account has been opened with CSFB for several years and it may well be the case that it is the correct entity for certain transactions between our two corporations. However, I note that for transactions executed by yourself the correct booking entity should be ETC Investments Inc (ETC). Whilst ETC is an existing client of CSFB Corporation - NY it is not currently set up as a client of CSFB Equities / CSFB Europe Ltd. In order that your account can be set up and trades booked correctly I would appreciate it if you could provide CSFB with following information: 1) Confirmation that ETC is a wholly / majority owned subsidiary of Enron Corp. This can be evidenced by providing CSFB with a copy of Enron's Annual Report / Audited Financial Statement and Accounts or confirmed in writing by Enron on Enron letterhead 2) Confirmation of the registered address of ETC 3) Completed and signed authorisation document attached below. The information requested above is required to meet our UK Regulatory & Legal obligations and is not to my knowledge retained by our New York office. Please accept my apologies for any delay you've experienced in resolving this issue but by providing the information requested we should be in a position to make the requisite changes. Kind Regards Rob Daborn Legal & Compliance CREDIT | FIRST SUISSE | BOSTON Tel: 44(0) 207 883 8359 Fax: 44(0) 207 888 4883 E Mail: Robert.Daborn@CSFB.com -----Original Message----- From: Hopley, Kimberly [mailto:kimberly.hopley@enron.com] Sent: 18 September 2001 16:54 To: robert.daborn@csfb.com Subject: ECT Invesmtents Inc Robert, As discussed per our telephone conversation earlier today : Please would you amend your records so that confirms issued to us are in the name of ECT Investments Inc and not Enron Investments PLC. Please confirm Thanks and regards, Kimberly Hopley Financial Trading Tel : +44(0)20 7783 2644 Fax : +44(0)20 7783 1913 Email : kimberly.hopley@enron.com ********************************************************************** This e-mail is the property of Enron Corp. and/or its relevant affiliate and may contain confidential and privileged material for the sole use of the intended recipient (s). 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