Message-ID: <14182730.1075844475104.JavaMail.evans@thyme> Date: Tue, 7 Nov 2000 04:33:00 -0800 (PST) From: donna.lowry@enron.com To: sara.shackleton@enron.com Subject: Brokerage policy Mime-Version: 1.0 Content-Type: text/plain; charset=us-ascii Content-Transfer-Encoding: 7bit X-From: Donna Lowry X-To: Sara Shackleton X-cc: X-bcc: X-Folder: \Sara_Shackleton_Dec2000_June2001_1\Notes Folders\Notes inbox X-Origin: SHACKLETON-S X-FileName: sshackle.nsf Sara, is there a policy on opening trading accounts? How is the authorized trader list updated and do you know how it is communicated? Would you give me a call at 31939 when you get a chance. Thanks alot. Donna ---------------------- Forwarded by Donna Lowry/HOU/ECT on 11/07/2000 12:31 PM --------------------------- Enron North America Corp. From: Shona Wilson @ ENRON 11/07/2000 10:13 AM To: Donna Lowry/HOU/ECT@ECT cc: Chris Abel/HOU/ECT@ECT Subject: Brokerage policy Is this your group? ---------------------- Forwarded by Shona Wilson/NA/Enron on 11/07/2000 10:17 AM --------------------------- Enron North America Corp. From: Lloyd Fleming @ ECT 11/07/2000 09:20 AM To: Shona Wilson/NA/Enron@Enron cc: Subject: Brokerage policy Hi, Thanks for your message. I was looking for any policy or procedures that you may have with regard to opening / revising trading accounts with brokers, and notifying brokers of traders authorised to trade futures / derivatives on regulated exchanges. Do you have anything that covers this? regards