Message-ID: <28307081.1075858809596.JavaMail.evans@thyme> Date: Mon, 15 Oct 2001 06:27:53 -0700 (PDT) From: sara.shackleton@enron.com To: t..brogan@enron.com Subject: RE: Keefe, Bruyette & Woods Cc: marie.heard@enron.com Mime-Version: 1.0 Content-Type: text/plain; charset=us-ascii Content-Transfer-Encoding: 7bit Bcc: marie.heard@enron.com X-From: Shackleton, Sara X-To: Brogan, Theresa T. X-cc: Heard, Marie X-bcc: X-Folder: \SSHACKL (Non-Privileged)\Shackleton, Sara\Sent Items X-Origin: Shackleton-S X-FileName: SSHACKL (Non-Privileged).pst Thresa: Just FYI, the items below are requests of all brokers and ENA/ECT Investments, Inc. provide our own format (i.e., we do not use the broker's format). Please forward the agreement when you receive. Thanks. Sara -----Original Message----- From: Brogan, Theresa T. Sent: Friday, October 12, 2001 4:33 PM To: Shackleton, Sara Subject: Keefe, Bruyette & Woods Sara, We are looking to restart the process of establishing an executing broker agreement with Keefe, Bruyette & Woods. We had temporarily put this on hold due to the WTC attack. We have been given a new contact. Sheila had previously already sent the memo to authorize going forward with the process. Below are their requirements for account set up: 1. Corporate Resolution 2. Trading Authorization 3. Settlement Instructions. I am trying to get them to fax me their broker agreement. As soon as I receive some documentation, I will forward to you. Thanks, Theresa