Message-ID: <11730254.1075863195114.JavaMail.evans@thyme> Date: Fri, 2 Nov 2001 09:38:28 -0800 (PST) From: sara.shackleton@enron.com To: l..carson@enron.com, donna.lowry@enron.com Subject: FW: Sale of Catalytica Shares by JSB Asset LLC Mime-Version: 1.0 Content-Type: text/plain; charset=us-ascii Content-Transfer-Encoding: 7bit X-From: Shackleton, Sara X-To: Carson, Rick L. , Lowry, Donna X-cc: X-bcc: X-Folder: \SSHACKL (Non-Privileged)\Shackleton, Sara\Sent Items X-Origin: Shackleton-S X-FileName: SSHACKL (Non-Privileged).pst fyi - I don't have any idea if this will be routed in accordance with the "process" for ENA brokerage agreements Do you care? This is the second such brokerage agreement coming from Gil. Sara -----Original Message----- From: Melman, Gil M. Sent: Friday, November 02, 2001 11:33 AM To: Shackleton, Sara Subject: RE: Sale of Catalytica Shares by JSB Asset LLC we're handling and getting resolutions in place. -----Original Message----- From: Shackleton, Sara Sent: Friday, November 02, 2001 11:28 AM To: Melman, Gil M. Cc: Carson, Rick L.; Lowry, Donna; Rohauer, Tanya Subject: FW: Sale of Catalytica Shares by JSB Asset LLC Gil: Will you be handling the documentation? Does JSB Asset, LLC have an authorized trader list? a resolution to open the account? -----Original Message----- From: Melman, Gil M. Sent: Friday, November 02, 2001 10:49 AM To: Shackleton, Sara; Rohauer, Tanya Cc: Charania, Aneela; Funk, Brenda L.; Ephross, Joel; Mckillop, Gordon; Heinitz, Mary J.; Johnson, Pat; Lydecker Jr., Richard Subject: Sale of Catalytica Shares by JSB Asset LLC Yesterday we entered into a trade with CSFB for the block sale of our shares of common stock of Catalytica, a public company. The shares are held in JSB Asset LLC. We now have to set up an account with CSFB on behalf of JSB Asset, LLC to consummate the sale of our shares in Catalytica. PLease note that the trade occurred yesterday so we are now in documentation stage. We will most likely terminate the account immediately upon conclusion of the transaction. Brenda and Joel--any problems with us setting up an account with CSFB for JSB Asset LLC? Also note that I ran this by our internal and external counsel handling the investigations and these transactions in Catalytica do not create any issues relevant to the investigation. -----Original Message----- From: Charania, Aneela Sent: Friday, November 02, 2001 10:34 AM To: Parnizari, Lori Cc: Melman, Gil M. Subject: FW: Account Documentation. Hey, We have decided that it would be best to set up an account at CSFB. I think you guys are already working on everything else, but we will need to additionally complete the customer account agreement and W-9. Once everything is complete, can you please send me copies for our records. Also, we are still pending an okay from Donna Lowry. Thanks! Aneela :-) -----Original Message----- From: "Kearns, Neil" @ENRON Sent: Friday, November 02, 2001 10:17 AM To: Charania, Aneela Cc: Melman, Gil M. Subject: Account Documentation. <> <> <> <<144k Seller rep let.doc>> Please fill out (as best you can) and sign the W9, Corporate Resolution, Customer Agreement, Stock Power and 144k Sellers Rep. Letter. Please fax them to my attention at 212-325-8072 and FedEx the originals also to my attention at Credit Suisse First Boston 11 Madison Avenue New York, N.Y. 10010 ECM, 3rd. Floor Do not hesitate to call me with any questions. Thank you. Neil Kearns Director Equity Capital Markets CREDIT SUISSE | FIRST BOSTON neil.kearns@csfb.com TEL. (212) 325 2981 Fax. (212) 325 8072 This message is for the named person's use only. It may contain confidential, proprietary or legally privileged information. No confidentiality or privilege is waived or lost by any mistransmission. If you receive this message in error, please immediately delete it and all copies of it from your system, destroy any hard copies of it and notify the sender. You must not, directly or indirectly, use, disclose, distribute, print, or copy any part of this message if you are not the intended recipient. CREDIT SUISSE GROUP and each of its subsidiaries each reserve the right to monitor all e-mail communications through its networks. Any views expressed in this message are those of the individual sender, except where the message states otherwise and the sender is authorised to state them to be the views of any such entity. Unless otherwise stated, any pricing information given in this message is indicative only, is subject to change and does not constitute an offer to deal at any price quoted. Any reference to the terms of executed transactions should be treated as preliminary only and subject to our formal written confirmation. - W9.pdf << File: W9.pdf >> - custacc combined.pdf << File: custacc combined.pdf >> - IRREVOCABLE STOCK POWER.doc << File: IRREVOCABLE STOCK POWER.doc >> - 144k Seller rep let.doc << File: 144k Seller rep let.doc >>