Message-ID: <5363121.1075860023404.JavaMail.evans@thyme> Date: Thu, 14 Sep 2000 11:29:00 -0700 (PDT) From: justin.boyd@enron.com To: mark.taylor@enron.com, raislerk@sullcrom.com, jonathan.melrose@simmons-simmons.com, ned.swan@simmons-simmons.com Subject: CFTC Mime-Version: 1.0 Content-Type: text/plain; charset=us-ascii Content-Transfer-Encoding: 7bit X-From: Justin Boyd X-To: Mark Taylor, raislerk@sullcrom.com, Jonathan.Melrose@simmons-simmons.com, ned.swan@simmons-simmons.com X-cc: X-bcc: X-Folder: \Mark_Taylor _Dec_2000\Notes Folders\Notes inbox X-Origin: Taylor-M X-FileName: mtaylor.nsf I attach papers (which no doubt you will be familiar with) received from the UK SFA which it sends out to UK applicants seeking CFTC Pt 30-10 exemption. Justin ---------------------- Forwarded by Justin Boyd/LON/ECT on 14/09/2000 18:27 --------------------------- Kevin Rhodes@MGLTD 14/09/2000 18:14 To: Justin Boyd/LON/ECT@ECT cc: Subject: FW: CFTC Dear Justin, Please find attached a copy of the paperwork for applying for Part 30 exemption, Regards Kevin ---------------------- Forwarded by Kevin Rhodes/EU/Enron on 14/09/2000 10:13 --------------------------- Enron Capital & Trade Resources Corp. From: Usman Butt 14/09/2000 16:24 To: Kevin Rhodes/EU/Enron@MGLTD cc: Subject: FW: CFTC eSafe Protect Gateway (tm) has scanned this mail for viruses, vandals and suspicious attachments and has found it to be CLEAN. File: 30(10).DOC (99,328 bytes) Encoding: Base64 Result: Clean. ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ************************************************************************** Your attention is drawn to the warning notice at the end of this message. ************************************************************************** Please find attached below the application pack for CFTC Part 30 exemption. Regards, Usman Butt Associate Investment Business Division The Financial Services Authority (FSA) > * 00 44 (0)20 7676 5636 > * 00 44 (0)20 7676 5637 > *usman.butt@fsa.gov.uk > > > > > -----Original Message----- > From: Jacqueline McHenry > Sent: 14 September 2000 16:22 > To: Usman Butt > Subject: CFTC > > Further to your conversation with Michael Parker, please find attached the > application pack which we would normally send out to applicants seeking > CFTC Pt 30-10 exemptions. (The covering letter obviously has to be > completed with the firm's details.) > > Jackie McHenry (email:jacqueline.mchenry@fsa.gov.uk) > EU/International > Investment Business Policy > Tel: 020 7676 5720 > Fax: 020 7676 9717 > > > > <<30(10).DOC>> ************************************************************************** This e-mail and the information it contains may be privileged and/or confidential. It is for the intended addressee(s) only. The unauthorised use, disclosure or copying of this e-mail, or any information it contains, is prohibited and could, in certain circumstances, be a criminal offence. If you are not an intended recipient, please notify postmaster@fsa.gov.uk immediately. Please note that the FSA does not enter into any form of contract by means of Internet e-mail. None of the staff of the FSA is authorised to enter into contracts on behalf of the FSA in this way. All contracts to which the FSA is a party are to be documented by other means. The Financial Services Authority 25 The North Colonnade, Canary Wharf, London E14 5HS United Kingdom Registered as a Limited Company in England and Wales No.1920623. Registered Office as above Switchboard: 020 7676 1000 Web Site: http://www.fsa.gov.uk ************************************************************************** - 30(10).DOC